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BC

Brian Campbell

FORESIDE FUND SERVICES
Larkspur, CA 94939
Some features on this profile are disabled
CRD#: 5419084
BC

Professional summary

Brian Campbell is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Larkspur, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Campbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 700 Larkspur Landing Circle Suite 250, Larkspur, CA 94939
BD
CRD#: 46106
Larkspur, CA
Past

August 15, 2011 - August 19, 2024

ABERDEEN FUND DISTRIBUTORS, LLC

BD
CRD#: 146230
MIAMI, FL
Past

September 15, 2009 - July 28, 2011

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BERWYN, PA
Past

November 19, 2007 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
RADNOR, PA
Past

September 26, 2007 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/19/2024)
RR
California
(9/19/2024)
RR
Florida
(9/19/2024)
RR
Georgia
(9/19/2024)
RR
Kentucky
(9/19/2024)
RR
Mississippi
(9/19/2024)
RR
New York
(9/19/2024)
RR
North Carolina
(9/19/2024)
RR
Puerto Rico
(9/19/2024)
RR
South Carolina
(9/19/2024)
RR
Tennessee
(9/19/2024)
RR
Virginia
(9/19/2024)
RR
West Virginia
(9/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/16/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/25/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Larkspur, CA 94939

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