JL
Juan C. Limon
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ft Myers, FL 33905
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CRD#: 5418812
JL
Professional summary
Juan Carlos Limon, who also goes by Juan C Limon, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ft Myers, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bradenton, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Juan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juan C Limon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SMART PRO FINANCIAL, 6710 PROFESSIONAL PKWY W, #305, SARASOTA,FL, 10/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 120 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 3) JCL FINANCIAL INC, 769 TAILWIND PL, SARASOTA, FL, 11/2022, PRESIDENT, DBA, NIR, 16 HR/MO, 160 HR/MO TRADING. 4) JUAN CARLOS LIMON, 769 TAILWIND PL, SARASOTA, FL, 10/2023, MUSICIAN, NIR, 10 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Limon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9160 Forum Corporate Pkwy, Ste 350, Ft Myers, FL 33905Office #2: 7970 Cooper Creek Blvd., Bradenton, FL 34201RIA
CRD#: 134139
Ft Myers, FL
Current
October 11, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7970 Cooper Creek Blvd, Bradenton, FL 34201BD
CRD#: 39543
Bradenton, FL
Past
June 21, 2017 - October 12, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Suwanee, GA
Past
January 20, 2009 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
Suwanee, GA
Past
February 11, 2008 - January 16, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2017)
RR
Alaska(10/11/2017)
RR
Arizona(10/11/2017)
RR
Arkansas(2/8/2019)
RR
California(10/11/2017)
RR
Colorado(6/20/2019)
RR
Connecticut(10/12/2017)
RR
Delaware(1/15/2021)
RR
District of Columbia(6/22/2020)
RR
Florida(10/11/2017)
IAR
Florida(6/23/2020)
RR
Georgia(10/18/2017)
IAR
Georgia(7/8/2020)
RR
Idaho(11/4/2020)
RR
Illinois(2/7/2018)
RR
Indiana(5/20/2019)
RR
Iowa(11/2/2018)
RR
Kansas(5/2/2019)
RR
Kentucky(7/22/2019)
RR
Louisiana(2/25/2021)
RR
Maryland(5/13/2020)
RR
Massachusetts(1/10/2018)
RR
Michigan(1/22/2018)
RR
Minnesota(10/11/2017)
RR
Mississippi(10/11/2017)
RR
Missouri(4/14/2021)
RR
Montana(12/4/2024)
RR
Nebraska(4/29/2019)
RR
Nevada(10/9/2020)
RR
New Hampshire(11/19/2020)
RR
New Jersey(10/11/2017)
RR
New Mexico(2/8/2019)
RR
New York(10/11/2017)
RR
North Carolina(10/11/2017)
RR
North Dakota(2/23/2022)
RR
Ohio(5/3/2019)
RR
Oklahoma(8/19/2020)
RR
Oregon(3/26/2020)
RR
Pennsylvania(1/13/2020)
RR
Puerto Rico(5/16/2019)
RR
Rhode Island(2/22/2021)
RR
South Carolina(10/11/2017)
RR
South Dakota(6/4/2020)
RR
Tennessee(1/15/2019)
RR
Texas(10/11/2017)
IAR
Texas(6/24/2020)
RR
Utah(10/1/2020)
RR
Virginia(2/8/2019)
RR
Washington(4/9/2018)
RR
West Virginia(9/25/2020)
RR
Wisconsin(4/21/2021)
RR
Wyoming(2/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Ft Myers, FL 33905TRUST BUT VERIFY
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