Jozsef N. Szadvari Iii

NORTHWEST FINANCIAL ADVISORS LLC

Herndon, VA 20170

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CRD#: 5418663

Professional summary

Jozsef Nandor Szadvari Iii, who also goes by Joseph Norman Pisko III, Joseph N Szadvari, Jozsef N Szadvari III, Jozsef N Szadvari, Jozsef Nandor Szadvari Iii, Jozsef Nandor Szadvari, Joseph Szardvari, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Middleburg, Virginia.

Jozsef is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jozsef has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/04/2025- Northwest Financial Advisors- DBA for LPL Business (entity for LPL business) Inv Rel- At Reported Business Location (s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 08/14/2025 - Northwest Financial Advisors - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location (s) - Start Date:08/04/2025 - 80 Hrs/Mth - 80 Hrs During Trading.I provide investment advisory services through Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/18/2025 - NW INSURANCE AGENCY, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location (s) - Start Date:08/08/2025 - 15 Hrs/Mth - 15 Hrs During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jozsef Nandor Szadvari Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2025 - Present

NORTHWEST FINANCIAL ADVISORS LLC

Office #1: 200 Spring Street Suite 120, Herndon, VA 20170

RIA

CRD#: 166769

Herndon, VA

Current

August 4, 2025 - Present

LPL FINANCIAL LLC

Office #1: 101 W. Washington Street, Middleburg, VA 20117Office #2: 14419 Chantilly Crossing, Chantilly, VA 20151Office #3: 200 Spring Street, Ste 120, Herndon, VA 20170

RIA

CRD#: 6413

Middleburg, VA

Current

August 29, 2025 - Present

NORTHWEST FINANCIAL GROUP LLC

Office #1: 200 Spring Street Suite 120, Herndon, VA 20170

CRD#: 145064

Herndon, VA

Past

February 5, 2018 - August 6, 2025

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FREDERICKSBURG, VA

Past

February 5, 2018 - August 6, 2025

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FREDERICKSBURG, VA

Past

March 22, 2017 - September 8, 2017

DOMINION FINANCIAL CONSULTANTS, LLC

RIA

CRD#: 149284

LOCUST GROVE, VA

Past

January 12, 2012 - March 7, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FREDERICKSBURG, VA

Past

January 12, 2012 - March 7, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FREDERICKSBURG, VA

Past

June 2, 2011 - December 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LOCUST GROVE, VA

Past

June 2, 2011 - December 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LOCUST GROVE, VA

Past

February 12, 2008 - May 3, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FREDRICKSBURG, VA

Past

October 23, 2007 - May 3, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FREDRICKSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/10/2025)

California
(9/10/2025)

Delaware
(9/10/2025)

District of Columbia
(9/3/2025)

Florida
(9/3/2025)

Georgia
(9/10/2025)

Indiana
(9/3/2025)

Maine
(9/10/2025)

Maryland
(9/3/2025)

Massachusetts
(9/10/2025)

Montana
(9/5/2025)

New Hampshire
(10/22/2025)

New York
(9/10/2025)

North Carolina
(9/4/2025)

Ohio
(8/27/2025)

Pennsylvania
(9/3/2025)

South Carolina
(9/10/2025)

Tennessee
(9/3/2025)

Texas
(9/3/2025)

Virginia
(8/6/2025)

IAR

Virginia
(8/7/2025)

Washington
(9/3/2025)

West Virginia
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

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Contact information

Main Address

200 Spring Street Suite 120, Herndon, VA 20170

Mailing Address

Phone number

(703) 810-1072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHWEST FINANCIAL ADVISORS PART 2A OF FORM ADV (3/19/2025)

NORTHWEST FINANCIAL ADVISORS WRAP BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	3,896
AUM (Assets Under Management)	$ 1,924,736,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jozsef N. Szadvari Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jozsef Nandor Szadvari Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NORTHWEST FINANCIAL GROUP LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

DOMINION FINANCIAL CONSULTANTS, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

NORTHWEST FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2008

Series 63

Date: 10/31/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2018

Series 6

Date: 10/22/2007

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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