RN
Ryan D. Nast
CETERA INVESTMENT ADVISERS LLC
BIRMINGHAM, AL 35243
Some features on this profile are disabled
CRD#: 5417319
RN
Professional summary
Ryan D Nast is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Birmingham, Alabama and CETERA INVESTMENT SERVICES LLC located in Birmingham, Alabama.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SUNDAY SCHOOL TEACHER/LIFE GROUP TEACHER AT DAWSON MEMORIAL BAPTIST CHURCH-1HR PER WEEK. 2. CHURCH DEACON AT DAWSON MEMORIAL BAPTIST CHURCH -MAKE DECISION RELATING TO CHURCH BUSINESS AND ACTIVITIES-1 HR MONTH. 4. FINANCE COMMITTEE TEAM MEMBER FOR DAWSON MEMORIAL BAPTIST CHURCH, ATTEND QUARTERLY MEETINGS WITH FINANCE TEAM TO REVIEW BUDGET AND DISCUSS FINANCIAL DECISIONS OF THE CHURCH, 1-2/HRS/MO; 5. SCHOOL LIASON FOR WISE GUYS MINISTRIES TO DOLLY RIDGE ELEMENTARY SCHOOL, 1/2/HR/WK;
CRS (Client Relationship Summary) - RIA
Click below to view Ryan D Nast's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3172 Cahaba Heights Village, Birmingham, AL 35243RIA
CRD#: 105644
BIRMINGHAM, AL
Current
January 11, 2013 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3172 Cahaba Heights Village, Birmingham, AL 35243Office #2: 2050 Parkway Office Circle 4th Fl, Hoover, AL 35244BD
CRD#: 15340
Birmingham, AL
Past
January 14, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
BIRMINGHAM, AL
Past
November 8, 2010 - January 14, 2013
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
September 14, 2009 - January 14, 2013
STONEX SECURITIES INC.
BD
CRD#: 18456
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2013)
IAR
Alabama(1/21/2014)
RR
Arizona(8/2/2024)
RR
California(12/11/2013)
RR
Colorado(3/16/2023)
RR
District of Columbia(7/19/2022)
RR
Florida(1/26/2015)
RR
Georgia(12/4/2013)
RR
Hawaii(3/6/2023)
RR
Illinois(7/10/2020)
RR
Maryland(5/16/2022)
RR
Massachusetts(1/23/2017)
RR
New York(6/30/2014)
RR
North Carolina(1/27/2015)
RR
Oklahoma(4/5/2016)
RR
South Carolina(6/12/2014)
RR
Tennessee(2/9/2017)
RR
Texas(11/7/2016)
IAR
Texas(3/20/2018)
RR
Virginia(2/10/2025)
RR
Washington(3/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Birmingham, AL 35243TRUST BUT VERIFY
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