Brent S. Andis
Professional summary
Brent Stagg Andis is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brent is registered as a RR (Registered Representative) and started their career in finance in 2007. Brent has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brent Stagg Andis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 3, 2011 - April 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 1, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 27, 2007 - January 22, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/7/2025
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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