Morgan J. Webb
TRINITY PORTFOLIO ADVISORS
SOUTHLAKE, TX 76092
Some features on this profile are disabled
CRD#: 5417304
Professional summary
Morgan Jo Webb, CFP®, who also goes by Morgan Jo Spaeny, Morgan Webb, is a registered financial advisor currently at TRINITY PORTFOLIO ADVISORS, LLC located in Southlake, Texas.
Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Morgan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Morgan Jo Spaeny | Morgan Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACTIVITY: INSURANCE AGENT, VARIOUS COMPANIES,
NATURE OF BUSINESS: NON INVESTMENT RELATED; PROVIDING INSURANCE PRODUCTS
POSITION/TITLE/ASSOCIATION & DUTIES: LICENSED INSURANCE AGENT; OFFER & RECOMMEND LIFE & HEALTH & DISABILITY INSURANCE SOLUTIONS
COMPENSATION COMMISSIONS PAYABLE DIRECT.
START DATE OF ACTIVITY: SEPTEMBER 2006
TIME SPENT: APPROXIMATELY 10 HOURS SPENT PER MONTH
TIME SPENT DURING TRADING HOURS: APPROXIMATELY 10 HOURS SPENT PER MONTH
3. ACTIVITY: TAX AND BUSINESS CONSULTING SERVICES
NAME AND ADDRESS OF BUSINESS: ESTRADA WEBB AND ASSOCIATES, 121 COUNTRYSIDE COURT, STE 140, SOUTHLAKE, TX 76092
NATURE OF BUSINESS: NON INVESTMENT RELATED; TAX PREPARATION SERVICES, BUSINESS CONSULTING
POSITION/TITLE/ASSOCIATION & DUTIES: TAX PREPARATION AND BUSINESS CONSULTING
START DATE OF ACTIVITY: NOVEMBER 2013 COMPENSATION: DIRECT
TIME SPENT: APPROXIMATELY 20 HOURS SPENT PER MONTH
TIME SPENT DURING TRADING HOURS: APPROXIMATELY 20 HOURS SPENT PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Morgan Jo Webb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 5, 2016 - Present
TRINITY PORTFOLIO ADVISORS, LLC
Office #1: 121 Countryside Court, Ste 140, Southlake, TX 76092RIA
CRD#: 151721
SOUTHLAKE, TX
Past
May 15, 2014 - July 22, 2016
CFO4LIFE, L.P.
RIA
CRD#: 146904
COPPELL, TX
Past
November 12, 2013 - July 1, 2016
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
COPPELL, TX
Past
March 21, 2011 - November 18, 2013
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HURST, TX
Past
October 8, 2007 - November 18, 2013
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
COLLEYVILLE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/5/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
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Contact information
Main Address
121 Countryside Court Suite 140, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
