Robert K. Frost
Professional summary
Robert Keith Frost, who also goes by Robert Frost, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Keith Frost's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2026 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262August 11, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262August 15, 2016 - July 16, 2026
CHARLES SCHWAB & CO., INC.
September 26, 2014 - April 27, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
August 28, 2014 - April 27, 2016
BBVA SECURITIES INC.
July 12, 2012 - April 25, 2014
TD AMERITRADE, INC.
July 12, 2012 - April 25, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 11, 2012 - April 25, 2014
TD AMERITRADE, INC.
May 27, 2011 - September 23, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 2010 - November 16, 2010
WELLS FARGO INVESTMENTS, LLC
February 12, 2009 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 23, 2008 - December 9, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 12, 2007 - June 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2019)
(1/7/2019)
(1/4/2018)
(1/7/2019)
(8/17/2016)
(1/3/2018)
(1/7/2019)
(2/1/2019)
(1/7/2019)
(8/17/2016)
(4/10/2018)
(1/2/2018)
(1/10/2019)
(1/5/2017)
(1/5/2018)
(1/7/2019)
(1/8/2019)
(1/9/2019)
(1/8/2019)
(1/7/2019)
(1/2/2018)
(1/3/2018)
(1/4/2018)
(1/11/2018)
(1/7/2019)
(1/8/2019)
(1/7/2019)
(1/8/2019)
(1/9/2019)
(1/7/2019)
(1/5/2017)
(1/7/2019)
(1/3/2017)
(1/3/2018)
(1/8/2019)
(1/2/2018)
(1/10/2018)
(1/11/2018)
(1/8/2019)
(1/9/2019)
(1/8/2019)
(1/14/2019)
(1/8/2019)
(8/12/2016)
(3/19/2026)
(1/9/2019)
(1/7/2019)
(1/4/2018)
(1/8/2018)
(1/18/2019)
(1/8/2019)
(1/9/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Westlake, TX 76262TRUST BUT VERIFY
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