Alice H. Sundberg

ALLSTATE FINANCIAL ADVISORS

Murphy, TX 75094-4632

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CRD#: 5416277

Professional summary

Alice Huang Sundberg, CFP®, who also goes by Alice Huang, Juan Huang, Alice Sundberg, Juan H Sundberg, Juan Huang Sundberg, Juan Sundberg, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Murphy, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Murphy, Texas.

Alice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Alice has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOTARY SERVICE POSITION: Owner NATURE: Provide notary service to customers INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 319 post oak trl, Murphy TX 75094, United States DESCRIPTION: Provide notary services when needed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Huang Sundberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 16, 2021 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 412 Village Dr Ste 100, Murphy, TX 75094-4632

RIA

CRD#: 109524

Murphy, TX

Current

November 5, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 412 Village Dr Ste 100, Murphy, TX 75094-4632

CRD#: 18272

Murphy, TX

Past

August 19, 2014 - April 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GARLAND, TX

Past

August 13, 2014 - April 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GARLAND, TX

Past

July 11, 2013 - August 4, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CUPERTINO, CA

Past

July 11, 2013 - August 4, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CUPERTINO, CA

Past

May 16, 2008 - July 8, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SAN JOSE, CA

Past

February 6, 2008 - July 8, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/7/2022)

Florida
(3/1/2023)

Texas
(11/16/2021)

IAR

Texas
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/28/2020

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/9/2020

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alice H. Sundberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Huang Sundberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2008

Series 10

Date: 9/28/2020

Series 9

Date: 7/9/2020

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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