Tanya F. Welch
Professional summary
Tanya Faye Welch, CFP®, who also goes by Tanya Welch, is a registered financial advisor currently at BAKERAVENUE located in San Francisco, California.
Tanya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Tanya has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tanya Faye Welch's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
February 24, 2015 - Present
BAKERAVENUE
Office #1: One Embarcadero Center Ste 2530, San Francisco, CA 94111October 15, 2012 - February 10, 2015
POLARIS WEALTH ADVISORY GROUP
January 13, 2011 - February 10, 2015
POLARIS EQUITY MANAGEMENT, INC.
October 25, 2007 - October 6, 2009
UBS FINANCIAL SERVICES INC.
October 5, 2007 - October 6, 2009
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/14/2018)
(2/24/2015)
(10/31/2018)
(1/9/2018)
(10/26/2018)
Exams
Current Firm
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,138 |
| AUM (Assets Under Management) | $ 3,771,014,366 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/05/2025 | ||
| 08/28/2024 | ||
| 04/02/2024 | ||
| 03/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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