Stephen P. Mcgoff

ALTITUDE CAPITAL MANAGEMENT LLC

ST. LOUIS, MO

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CRD#: 5415955

Professional summary

Stephen P Mcgoff, who also goes by Stephen P Mcgoff, Stephen Paul Mcgoff, is a registered financial advisor currently at ALTITUDE CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 9 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen P Mcgoff | Stephen Paul Mcgoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATED-ST. LOUIS, MISSOURI, INSURANCE SALES, AGENT, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen P Mcgoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

ALTITUDE CAPITAL MANAGEMENT LLC

RIA

CRD#: 12963

SAINT PETERS, MO

Past

June 8, 2011 - July 6, 2011

PARK AVENUE SECURITIES LLC

CRD#: 46173

ST LOUIS, MO

Past

November 26, 2007 - November 17, 2009

EDWARD JONES

RIA

CRD#: 250

ST LOUIS, MO

Past

October 26, 2007 - November 17, 2009

EDWARD JONES

CRD#: 250

ST LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTITUDE CAPITAL MANAGEMENT LLC

CRD#: 329366 / SEC#: 801-129287

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2007

General Securities Representative Examination

Current Firm

ALTITUDE CAPITAL MANAGEMENT LLC

CRD#: 329366 / SEC#: 801-129287

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

2015 Grand Avenue Suite 100, Des Moines, IA 50312

Mailing Address

Phone number

(515) 207-3310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 49,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen P. Mcgoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen P Mcgoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

PARK AVENUE SECURITIES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ALTITUDE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2007

Current Firm

ALTITUDE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTITUDE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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