Nellyvet Huertas

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Disclosures on record.

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Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

PERSHING LLCCurrent·CRD# 7560

BD

300 Colonial Center Parkway, Lake Mary, FL 32746

January 1, 2013 - Present

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Current Firm

PL

PERSHING LLC

CRD#: 7560 / SEC#: 8-17574

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Pershing Plaza, Jersey City, NJ 07399

Mailing Address

One Pershing Plaza 10th Floor, Jersey City, NJ 07399

Phone Number

(201) 413-2000

Established

Delaware since 01/17/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
PERSHING GROUP LLC	HOLDING COMPANY	—
BADGER, ERIC CHRISTOPHER	BOARD MEMBER	8040351
CROWLEY, JAMES THOMAS	CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER	1087182
DAVID, ERIC CIMARRON	BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER	3132045
EISENBERG, MATTHEW	CHIEF COMPLIANCE OFFICER	4305269
LOFLING, JASON ROBERT	BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)	5177277
NICHOLSON-FLORENCE, JONATHAN	BOARD MEMBER, CHIEF RISK OFFICER	6131790
O'LAUGHLEN, VICTOR FRANCIS JR	BOARD MEMBER	8041737
UDESHI, NEHAL	BOARD MEMBER	5194790
VITALE, JASON DOMINICK	BOARD MEMBER	8038160

Disclosures

Regulatory Event

74

Arbitration

32

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.