Carmen S. Rosillo
Professional summary
Carmen Soledad Rosillo, who also goes by Carmen Soledad Fales, Carmen Soledad Gallman, Carmen Rosillo, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Carmen is registered as a RR (Registered Representative) and started their career in finance in 2021. Carmen has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carmen Soledad Rosillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2023 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484August 30, 2021 - January 23, 2023
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2023)
Exams
Series 6TO
Date: 8/30/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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