Daniel W. Dearment
Professional summary
Daniel William Dearment, who also goes by Daniel W Dearment, is a registered financial advisor currently at GWN SECURITIES INC. located in Bedford, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Dearment's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel William Dearment's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2015 - Present
GWN SECURITIES INC.
Office #1: 500 E. Pitt St, Bedford, PA 15522September 4, 2015 - Present
GWN SECURITIES INC.
Office #1: 500 E. Pitt St, Bedford, PA 15522February 15, 2011 - September 8, 2015
LEGEND ADVISORY, LLC
November 21, 2008 - September 8, 2015
LEGEND EQUITIES CORPORATION
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2024)
(11/16/2023)
(10/3/2024)
(11/16/2023)
(8/27/2020)
(9/4/2015)
(9/4/2015)
(6/4/2024)
(11/16/2023)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Bedford, PA 15522TRUST BUT VERIFY
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