Kayla J. Smiley
Professional summary
Kayla Jo Smiley, who also goes by Kayla J Kidwell, Kayla Jo Kidwell, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Fort Worth, Texas and BOK FINANCIAL PRIVATE WEALTH, INC. located in Ft Worth, Texas.
Kayla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kayla has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kayla Jo Smiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2011 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 777 Main St. Ste. 3500, Fort Worth, TX 76102October 9, 2019 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 777 Main Street Suite 3500, Ft Worth, TX 76102March 16, 2011 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 777 Main St. Ste. 3500, Fort Worth, TX 76102July 29, 2010 - March 18, 2011
TD AMERITRADE, INC.
July 29, 2010 - March 18, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 29, 2009 - March 18, 2011
TD AMERITRADE, INC.
September 25, 2009 - October 15, 2009
EQUITABLE ADVISORS, LLC
July 27, 2009 - October 15, 2009
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2023)
(1/14/2023)
(1/6/2017)
(10/9/2019)
(1/2/2020)
(11/12/2019)
(1/4/2021)
(7/18/2016)
(10/18/2024)
(1/10/2024)
(11/2/2023)
(6/17/2013)
(8/13/2024)
(10/19/2015)
(3/16/2011)
(3/16/2011)
(4/11/2017)
Exams
FINRA
Current Firm
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
