Brian W. Padgett
Professional summary
Brian Wayne Padgett, who also goes by Brian W Padgett, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Wayne Padgett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 19, 2018 - November 15, 2022
SECURITIES AMERICA, INC.
March 25, 2017 - January 22, 2018
MML INVESTORS SERVICES, LLC
April 3, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
December 4, 2008 - April 12, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2023)
(9/11/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
