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MK

Masayasu Kodama

TNCP
Tokyo, 108-0075
Some features on this profile are disabled
CRD#: 5413180
MK

Professional summary


Masayasu Kodama is a registered financial professional currently at TNCP, LLC .

Masayasu is registered as a RR (Registered Representative) and started their career in finance in 2007. Masayasu has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Masayasu Kodama's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2021 - Present

TNCP, LLC

Office #1: Shinagawa East One Tower 4f 2-16-1 Konan Minato-ku, Tokyo, 108-0075
BD
CRD#: 150134
Tokyo,
Past

July 9, 2018 - December 24, 2019

BENTLEY SECURITIES CORPORATION

BD
CRD#: 25759
NEW YORK, NY
Past

December 14, 2012 - March 4, 2017

BENTLEY SECURITIES CORPORATION

BD
CRD#: 25759
NEW YORK, NY
Past

August 2, 2010 - November 6, 2012

SMBC NIKKO SECURITIES AMERICA, INC.

BD
CRD#: 28602
NEW YORK, NY
Past

October 17, 2007 - March 31, 2010

DC ADVISORY

BD
CRD#: 129919
NEW YORK, NY
Past

September 19, 2007 - October 15, 2007

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TL
TNCP, LLC
TNCP, LLC

CRD#: 150134 / SEC#: , 8-68220

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
9 West Broad Street Suite 510, Stamford, CT 06902
Mailing Address
9 West Broad Street Suite 510, Stamford, CT 06902
Phone number
(203) 604-2007
Established
Delaware since 03/26/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRUENORTH CAPITAL PARTNERS LLCMEMBER
BEATON, DANIEL STEWARTPART-TIME FINOP4240769
GAYNOR, JEFFREY BRIANELECTED MANAGER, SECRETARY, CHIEF COMPLIANCE OFFICER4686162
ROSSETTI, FREDERICK ANTHONYPRESIDENT, TREASURER4686240

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TNCP, LLC

CRD#: 150134Tokyo 108-0075

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