DC
Davin J. Carey
AVANTAX PLANNING PARTNERS
Westlake Village, CA
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CRD#: 5413012
DC
Professional summary
Davin J Carey is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Westlake Village, California and CETERA INVESTMENT ADVISERS LLC located in Oxnard, California.
Davin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Davin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Real Estate Rental Properties 1445 Donlon St, Ste 6 Ventura CA 93003 Real Estate/Mortgage/Title Services/Appraisal Owner/Sole Proprietor 6/29/2012 30hrs~20hrs research, acquire, maintain real estate rental properties 2)CAREY & HANNA CPAS POS: Financial Planning Consultant NAT: Work with clients to address their financial planning and related needs. INVSTMNT RLTD: Y #HRS: 160 SECURITIES TRADING HRS: 130 STRT DTE: 12/26/2007 ADDR: 1000 Town Center Drive, Suite 200, Oxnard CA 93036, DESCR: Work with clients on planning, investments, trading, insurance, etc. 3)SCOTTSDALE COMMUNITY BANK INVESTMENT POS: Investor/Common Stock NAT: Fraternity brother is part of founding/chartering of a de novo bank, Scottsdale Community Bank and I want to invest $50,000. INVSTMNT RLTD: No NUMBER OF HOURS: 0 SECURITIES TRADING HRS: 0 STRT DTE: 03/01/2021 ADDR: 8767 E Via De Ventura, Suite 190, Scottsdale AZ 85258 DESCR: provides capital 4)SIGMA DELTA HOUSING CORP. POS: Board Member NAT: This is a non-profit housing corporation which helps secure leases and property for my fraternity when I was in college. It is non profit and I mostly discuss with other alumni where future housing will be. INVSTMNT RLTD: No #HRS: 1 SECURITIES TRADING HRS: 0 STRT DTE: 10/27/2021 ADDR: 5804 Montezuma Rd, San Diego CA 92116 DESCR: So far I have only been involved directly in discussions about the current house they live in and desires to make upgrades in the future 5)CHABAD POS: Board of Directors NAT: I was invited to be on the Board of Directors when they become a full 501c3 to help with directing the future of the organization. They are trying to buy a property and improve revenues to provide more services to students. INVSTMNT RLTD: No #HRS: 2 SECURITIES TRADING HRS: 0 STRT DTE: 12/02/2021 ADDR: 6115 Montezuma Rd, San Diego CA 92115 DESCR: I will help advise on real estate matters and try to find ways to develop/purchase through tax credits/etc. I will also help provide general business advice on how to increase revenues. 6)THOUSAND OAKS INVESTMENT REVIEW COMMITTEE; Investment Review Committee Member; keep the City Council and Finance Direct "honest" and adhering to the rules relating to what the city is allowed to buy/etc via the Investment Policy Statement. My role will be to make sure someone doesn't want to go buy things explicitly prohibited (like stocks); NIR; HRS 1; HRS 1; 01/01/2022; 2100 Thousand Oaks Blvd, Thousand Oaks CA 91362; Review investment reports 7)AVANTAX PLANNING PARTNERS; Regional VP & FP Consultant; Work with clients & CPAs on developing financial plans and investment recommendations; IR; HRS 160; HRS 130; 12/01/2022; 1000 Town Center Drive, Suite 200, Oxnard CA 93036; develop and propose financial plans
CRS (Client Relationship Summary) - RIA
Click below to view Davin J Carey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2021 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #2: 1000 Town Center Drive Suite 200, Oxnard, CA 93036RIA
CRD#: 106237
Westlake Village, CA
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1000 Town Center Drive Suite 200, Oxnard, CA 93036Office #2: 141 Duesenberg Drive Suite 8, Westlake Village, CA 91362RIA
CRD#: 105644
OXNARD, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1000 Town Center Drive Suite 200, Oxnard, CA 93036BD
CRD#: 13572
Oxnard, CA
Past
August 22, 2008 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Oxnard, CA
Past
December 17, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Oxnard, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
IAR
California(4/2/2021)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/24/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(10/15/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
