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JC

Joseph J. Crotty

LIVINGFREE SECURITIES
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 5412401
JC

Professional summary

Joseph John Crotty, who also goes by Joseph J Crotty, is a registered financial professional currently at LIVINGFREE SECURITIES, LLC located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph J Crotty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Crotty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

LIVINGFREE SECURITIES, LLC

Office #1: 443 N. Clark Street, Chicago, IL 60654
BD
CRD#: 325166
Chicago, IL
Past

October 18, 2021 - January 16, 2025

CONSENSUS SECURITIES LLC

BD
CRD#: 144684
NEW YORK, NY
Past

April 26, 2019 - October 20, 2021

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
NEW YORK, NY
Past

May 25, 2012 - June 20, 2018

AGRICAPITAL SECURITIES INC.

BD
CRD#: 19303
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/3/2025)
RR
New York
(3/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 9/9/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 6/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/24/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LIVINGFREE SECURITIES, LLC
LIVINGFREE SECURITIES, LLC

CRD#: 325166 / SEC#: , 8-71055

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
443 N. Clark Street, Chicago, IL 60654
Mailing Address
443 N. Clark Street, Chicago, IL 60654
Phone number
(312) 670-5918
Established
Delaware since 11/14/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ONE WORLDWIDE, LLCMEMBER
BOZZELLI, ANDREW NICHOLAS JOSEPHEXECUTIVE REP.5873979
BRANT, DAVID ROBERTFINOP, POO, PFO2718478
MOSKAL, JAMES MARTINCCO4281870

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGFREE SECURITIES, LLC

CRD#: 325166Chicago, IL 60654

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