CT
Chase M. Tushaus
TUSHAUS WEALTH MANAGEMENT
San Diego, CA 92106
Some features on this profile are disabled
CRD#: 5412008
CT
Professional summary
Chase Michael Tushaus is a registered financial advisor currently at TUSHAUS WEALTH MANAGEMENT located in San Diego, California.
Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Chase has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Chase Michael Tushaus is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. TWM always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of TWM in connection with such individual's activities outside of TWM. 2. Manager ; Tushaus Partners LLC; investment related: Yes; Location: 9141 E. Hidden Spur Trail Scottsdale AZ 85255 United States; Description of the business: insurance agency; Start date with business: 2021-05-17; Hours per month devoted to business during trading hours: 180 hours per month 160 of those hours during trading hours. Total compensation is 50%
CRS (Client Relationship Summary) - RIA
Click below to view Chase Michael Tushaus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2021 - Present
TUSHAUS WEALTH MANAGEMENT
Office #1: 2305 Historic Decatur Road Suite 100, San Diego, CA 92106RIA
CRD#: 314067
San Diego, CA
Past
December 22, 2020 - August 30, 2021
TUSHAUS FINANCIAL MANAGEMENT GROUP, L.L.C.
RIA
CRD#: 311456
SCOTTSDALE, AZ
Past
May 5, 2020 - August 16, 2021
OPTIMIST RETIREMENT GROUP, LLC
RIA
CRD#: 119086
San Diego, CA
Past
September 30, 2016 - April 29, 2020
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
LA JOLLA, CA
Past
September 2, 2016 - April 29, 2020
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
LA JOLLA, CA
Past
January 26, 2011 - August 16, 2011
ARMA FINANCIAL SERVICES, INC.
BD
CRD#: 18033
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/10/2021)
IAR
California(6/22/2021)
IAR
Colorado(3/11/2022)
IAR
Kansas(5/27/2022)
IAR
Missouri(6/16/2022)
IAR
South Dakota(3/14/2023)
IAR
Texas(2/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TUSHAUS WEALTH MANAGEMENT
HEALTHHARBOR FINANCIAL PLANNING | TUSHAUS WEALTH MANAGEMENT | TUSHAUS GROUP LLC
CRD#: 314067 / SEC#:
Arizona
Registered Investment Advisory firm - (5/10/2021 Approved)California
Registered Investment Advisory firm - (6/22/2021 Approved)Colorado
Registered Investment Advisory firm - (3/11/2022 Approved)Kansas
Registered Investment Advisory firm - (5/26/2022 Approved)Missouri
Registered Investment Advisory firm - (6/14/2022 Approved)South Dakota
Registered Investment Advisory firm - (3/7/2023 Approved)Texas
Registered Investment Advisory firm - (2/8/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9141 E Hidden Spur Trail, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 620-6560
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 338 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
