Joseph R. Nosworthy
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
WEST ISLIP, NY
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CRD#: 5411198
Professional summary
Joseph Robert Nosworthy, CFP®, who also goes by Joseph Nosworthy, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Islip, New York and FIDELITY BROKERAGE SERVICES LLC located in Plainview, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I firmly believe that most successful outcomes are born from a well executed plan. It is my mission to see every client that I work with provided with the tools, guidance, and support to make educated decisions that put them in position to pursue their goals.
Question & Answer
What are your service offerings?
Retirement Income Management
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Investment Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Joseph Nosworthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Robert Nosworthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
Marist College
Bachelor of Science (BS) - Business Administration - Finance
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1551 Old Country Rd, Plainview, NY 11803-5014RIA
CRD#: 104555
WEST ISLIP, NY
Current
March 19, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1551 Old Country Road, Plainview, NY 11803BD
CRD#: 7784
Plainview, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WEST ISLIP, NY
Past
September 11, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HUNTINGTON STATION, NY
Past
December 19, 2007 - March 12, 2012
DOMINICK & DICKERMAN LLC
BD
CRD#: 7344
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/2/2024)
RR
Connecticut(3/19/2012)
IAR
Connecticut(3/31/2025)
RR
Delaware(11/10/2022)
RR
Florida(3/19/2012)
RR
Georgia(11/6/2019)
RR
Massachusetts(9/10/2020)
RR
New Jersey(3/19/2012)
RR
New York(3/19/2012)
IAR
New York(3/31/2025)
RR
North Carolina(2/12/2021)
RR
Ohio(7/8/2022)
RR
Pennsylvania(3/4/2022)
RR
South Carolina(11/6/2019)
RR
Texas(6/4/2021)
IAR
Texas(3/31/2025)
RR
Wisconsin(10/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555West Islip, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
