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MA

Michael B. Allen

MANHATTAN WEST ASSET MANAGEMENT
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 5410996
MA
Michael Brandon AllenMANHATTAN WEST ASSET MANAGEMENT

Professional summary

Michael Brandon Allen, who also goes by Michael Allen, Brandon Michael Allen, Brandon Allen, is a registered financial advisor currently at MANHATTAN WEST ASSET MANAGEMENT, LLC located in Los Angeles, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Michael Allen | Brandon Michael Allen | Brandon Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brandon Allen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

MANHATTAN WEST ASSET MANAGEMENT, LLC

Office #1: 1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067
RIA
CRD#: 283630
LOS ANGELES, CA
Past

August 10, 2020 - November 12, 2025

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BEVERLY HILLS, CA
Past

August 10, 2020 - November 12, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BEVERLY HILLS, CA
Past

June 15, 2009 - August 11, 2020

MORGAN STANLEY

RIA
CRD#: 149777
BEVERLY HILLS, CA
Past

June 1, 2009 - August 11, 2020

MORGAN STANLEY

BD
CRD#: 149777
BEVERLY HILLS, CA
Past

October 31, 2008 - November 3, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

June 6, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA
Past

March 12, 2008 - June 20, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MANHATTAN WEST ASSET MANAGEMENT, LLC
MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD#: 283630 / SEC#: 801-107862

RIA
Registered Investment Advisory firm - (6/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/2008
General Securities Representative Examination

Current Firm

MW
MANHATTAN WEST ASSET MANAGEMENT, LLC
MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD#: 283630 / SEC#: 801-107862

RIA
Registered Investment Advisory firm - (6/1/2016 Approved)
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Contact information

Main Address
1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 341-4585
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)
FORM ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts384
AUM (Assets Under Management)$ 1,011,698,480

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
12/20/2024
Cover Page
Report
10/27/2023
Cover Page
Report
01/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD#: 283630Los Angeles, CA 90067

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