Cory B. Cook
Professional summary
Cory Benton Cook is a registered financial advisor currently at COX & COOK WEALTH ADVISORS located in Dublin, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Dublin, Ohio.
Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Cory has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cory Benton Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2015 - Present
COX & COOK WEALTH ADVISORS
Office #1: 53 North High Street Suite A1, Dublin, OH 43017January 6, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 53 North High Street Suite A1, Dublin, OH 43017August 3, 2011 - January 13, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 4, 2011 - January 13, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2015)
(4/8/2015)
(6/2/2023)
(1/5/2015)
(1/6/2015)
(1/6/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COX & COOK WEALTH ADVISORS
CRD#: 173691 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 476 |
| AUM (Assets Under Management) | $ 98,652,618 |
Red Flags
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