TW
Todd M. Woodhead
WALTON RE SECURITIES
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 5410418
TW
Professional summary
Todd Michael Woodhead is a registered financial professional currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2007. Todd has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Todd Michael Woodhead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2019 - Present
WALTON RE SECURITIES, LLC
Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258BD
CRD#: 172024
Scottsdale, AZ
Past
February 25, 2019 - July 16, 2019
COLORADO FINANCIAL SERVICE CORPORATION
BD
CRD#: 104343
CENTENNIAL, CO
Past
October 1, 2007 - March 2, 2017
WALTON SECURITIES, INC.
BD
CRD#: 143763
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2024)
RR
Alaska(4/4/2024)
RR
Arizona(8/3/2019)
RR
Arkansas(3/22/2024)
RR
California(7/13/2023)
RR
Colorado(11/9/2022)
RR
Connecticut(3/29/2023)
RR
Delaware(3/22/2024)
RR
District of Columbia(3/27/2020)
RR
Florida(8/4/2023)
RR
Georgia(8/4/2023)
RR
Hawaii(11/15/2023)
RR
Idaho(7/13/2023)
RR
Illinois(11/9/2022)
RR
Indiana(3/22/2024)
RR
Iowa(3/22/2024)
RR
Kansas(3/22/2024)
RR
Kentucky(3/22/2024)
RR
Louisiana(3/22/2024)
RR
Maine(5/16/2024)
RR
Maryland(3/22/2024)
RR
Massachusetts(4/5/2022)
RR
Michigan(7/13/2023)
RR
Minnesota(11/9/2022)
RR
Mississippi(3/22/2024)
RR
Missouri(12/1/2022)
RR
Montana(4/30/2024)
RR
Nebraska(3/22/2024)
RR
Nevada(3/22/2024)
RR
New Hampshire(2/6/2024)
RR
New Jersey(8/29/2023)
RR
New Mexico(3/22/2024)
RR
New York(11/9/2022)
RR
North Carolina(3/22/2024)
RR
North Dakota(3/22/2024)
RR
Ohio(3/22/2024)
RR
Oklahoma(3/22/2024)
RR
Oregon(10/18/2022)
RR
Pennsylvania(8/4/2023)
RR
Rhode Island(3/25/2024)
RR
South Carolina(3/22/2024)
RR
South Dakota(3/26/2024)
RR
Tennessee(3/22/2024)
RR
Texas(12/8/2020)
RR
Utah(11/9/2022)
RR
Vermont(5/7/2024)
RR
Virginia(8/3/2019)
RR
Washington(11/9/2022)
RR
West Virginia(4/10/2024)
RR
Wisconsin(3/22/2024)
RR
Wyoming(6/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WR
WALTON RE SECURITIES, LLC
EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Phone number
(480) 586-9258
Established
Delaware since 03/05/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
