Trenton D. Randall

CETERA INVESTMENT ADVISERS LLC

Perryville, KY

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CRD#: 5409772

Professional summary

Trenton Dane Randall is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Perryville, Kentucky and CETERA WEALTH SERVICES, LLC located in Perryville, Kentucky.

Trenton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Trenton has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: RANDALL HORSE AND CATTLE CO; INVESTMENT RELATED: NO; ADDRESS: PERRYVILLE, KT 40468; NATURE OF BUSINESS: FAMILY FARM / TRAIN AND RAISE HORSES; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WE RAISE AND BREED HORSES; 2. NAME OF OTHER BUSINESS: PERSONAL INVESTMENT SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT DBA; START DATE: 04/2015; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SOLICIT INVESTMENTS PRODUCTS AND ADVICE; 3. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA AND MARKETING; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trenton Dane Randall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Perryville, KY

Current

May 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Perryville, KY

Past

September 5, 2019 - May 16, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

PERRYVILLE, KY

Past

September 5, 2019 - May 16, 2025

LPL FINANCIAL LLC

CRD#: 6413

PERRYVILLE, KY

Past

June 25, 2015 - September 9, 2019

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PERRYVILLE, KY

Past

June 24, 2015 - September 9, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

PERRYVILLE, KY

Past

November 14, 2014 - May 18, 2015

WEALTH MANAGEMENT OF KENTUCKY, INC.

RIA

CRD#: 171446

LEXINGTON, KY

Past

September 2, 2014 - May 22, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lexington, KY

Past

February 13, 2013 - October 1, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LEXINGTON, KY

Past

February 13, 2013 - October 1, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LEXINGTON, KY

Past

June 25, 2010 - March 8, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

June 25, 2010 - March 8, 2013

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, KY

Past

November 13, 2009 - June 25, 2010

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

RICHMOND, KY

Past

November 13, 2009 - June 25, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

RICHMOND, KY

Past

December 18, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

RICHMOND, KY

Past

December 18, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

RICHMOND, KY

Past

December 21, 2007 - August 28, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LEXINGTON, KY

Past

November 8, 2007 - August 28, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/5/2025)

California
(5/5/2025)

Colorado
(5/15/2025)

Delaware
(5/5/2025)

Florida
(5/5/2025)

Georgia
(5/5/2025)

Idaho
(5/5/2025)

Indiana
(5/5/2025)

Iowa
(5/5/2025)

Kansas
(5/5/2025)

Kentucky
(5/5/2025)

IAR

Kentucky
(5/5/2025)

Louisiana
(5/5/2025)

Michigan
(5/5/2025)

New Jersey
(5/5/2025)

Ohio
(5/6/2025)

Oregon
(5/15/2025)

Pennsylvania
(5/5/2025)

South Dakota
(9/2/2025)

Tennessee
(5/5/2025)

Texas
(5/5/2025)

IAR

Texas
(5/5/2025)

West Virginia
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/21/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/7/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Trenton D. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trenton Dane Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WEALTH MANAGEMENT OF KENTUCKY, INC.

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2007

Series 63

Date: 12/14/2007

SIE

Date: 10/1/2018

Series 31

Date: 12/21/2007

Series 7

Date: 11/7/2007

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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