William C. Collins
Professional summary
William Christopher Collins, CFP®, who also goes by Christopher Collins, W. Christopher Collins, Chris Collins, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. William has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Christopher Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2017 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482April 17, 2017 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482November 2, 2016 - April 5, 2017
J.P. MORGAN SECURITIES LLC
November 2, 2016 - April 5, 2017
J.P. MORGAN SECURITIES LLC
September 4, 2013 - October 31, 2016
MORGAN STANLEY
September 4, 2013 - October 31, 2016
MORGAN STANLEY
August 3, 2011 - April 4, 2013
WILLIAM BLAIR
August 3, 2011 - April 4, 2013
WILLIAM BLAIR
October 1, 2008 - July 27, 2011
J.P. MORGAN SECURITIES LLC
October 1, 2008 - July 27, 2011
J.P. MORGAN SECURITIES LLC
December 21, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
October 30, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2017)
(9/7/2017)
(9/26/2018)
(4/17/2017)
(6/29/2018)
(5/6/2019)
(3/12/2025)
(5/30/2017)
(4/17/2017)
(4/2/2018)
(4/17/2017)
(4/17/2017)
(12/9/2021)
(2/28/2020)
(9/29/2022)
(4/29/2019)
(1/16/2018)
(3/7/2024)
(10/31/2024)
(5/9/2017)
(10/23/2018)
(8/23/2018)
(5/12/2017)
(10/20/2017)
(4/19/2017)
(2/7/2024)
(5/2/2017)
(7/30/2019)
(5/11/2017)
(4/20/2017)
(11/20/2019)
(10/23/2018)
(5/12/2017)
(1/2/2020)
(4/17/2018)
(4/19/2017)
(5/22/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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