Matthew K. Wilkes

GREENSVIEW WEALTH MANAGEMENT

Franklin, TN 37067

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CRD#: 5409004

Professional summary

Matthew Kenneth Wilkes, who also goes by Matthew Wilkes, is a registered financial advisor currently at GREENSVIEW WEALTH MANAGEMENT located in Franklin, Tennessee.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Wilkes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INSURANCE DONE IN INDIVIDUAL NAME; OWNER; 3 HOURS PER MONTH; BUSINESS LOCATED AT 16795 Leipers Creek Rd. Columbia, TN 38401.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kenneth Wilkes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

GREENSVIEW WEALTH MANAGEMENT

Office #1: 501 Corporate Center Drive Suite 315, Franklin, TN 37067

RIA

CRD#: 297321

Franklin, TN

Past

November 27, 2024 - June 10, 2025

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

Franklin, TN

Past

April 4, 2019 - October 30, 2023

TRUSTFIRST

CRD#: 39057

KNOXVILLE, TN

Past

August 8, 2018 - December 31, 2023

GREENSVIEW WEALTH MANAGEMENT

RIA

CRD#: 297321

FRANKLIN, TN

Past

June 21, 2017 - June 21, 2017

FSIC

RIA

CRD#: 37813

Chicago, IL

Past

June 21, 2017 - September 12, 2018

FSIC

CRD#: 37813

Chicago, IL

Past

June 20, 2017 - November 12, 2018

UNITED ADVISORS SERVICES, LLC

RIA

CRD#: 150080

Chicago, IL

Past

July 31, 2015 - June 22, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CHICAGO, IL

Past

July 31, 2015 - June 22, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CHICAGO, IL

Past

March 25, 2013 - August 4, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHICAGO, IL

Past

March 25, 2013 - August 4, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHICAGO, IL

Past

August 30, 2010 - March 26, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BRANDON, FL

Past

November 13, 2009 - March 26, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BRANDON, FL

Past

March 23, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

CHICAGO, IL

Past

September 14, 2007 - March 23, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENSVIEW WEALTH MANAGEMENT

GREENSVIEW WEALTH MANAGEMENT | TRUSTFIRST | GREENSVIEW WEALTH MANAGEMENT, LLC | GREENSVIEW WEALTH MANAGEMENT LLC

CRD#: 297321 / SEC#: 801-113535

RIA

Registered Investment Advisory firm - (7/3/2018 Approved)

Illinois

Registered Investment Advisory firm - (1/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/4/2024)

IAR

Texas
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/2016

General Securities Principal Examination

Current Firm

GREENSVIEW WEALTH MANAGEMENT

GREENSVIEW WEALTH MANAGEMENT | TRUSTFIRST | GREENSVIEW WEALTH MANAGEMENT, LLC | GREENSVIEW WEALTH MANAGEMENT LLC

CRD#: 297321 / SEC#: 801-113535

RIA

Registered Investment Advisory firm - (7/3/2018 Approved)

Illinois

Registered Investment Advisory firm - (1/24/2020 Terminated)

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Contact information

Main Address

501 Corporate Center Drive Suite 315, Franklin, TN 37067

Mailing Address

Phone number

(615) 551-3050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENSVIEW WEALTH MANAGEMENT ADV 2A BROCHURE (9/28/2023)

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 121,096,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew K. Wilkes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kenneth Wilkes's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS FINANCIAL MANAGEMENT LLC

TRUSTFIRST

GREENSVIEW WEALTH MANAGEMENT

FSIC

FSIC

UNITED ADVISORS SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

GREENSVIEW WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2010

Series 63

Date: 9/26/2007

SIE

Date: 9/12/2018

Series 7

Date: 6/29/2010

Series 6

Date: 9/13/2007

Series 24

Date: 9/30/2016

Current Firm

GREENSVIEW WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENSVIEW WEALTH MANAGEMENT

TRUST BUT VERIFY

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