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PL

Patrick C. Lenhart

MARKETAXESS
NEW YORK, NY 10001
CRD#: 5408586
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PL
Patrick Charles LenhartMARKETAXESS

Professional summary

Patrick Charles Lenhart is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2009. Patrick has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Charles Lenhart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2025 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
NEW YORK, NY
Past

June 11, 2018 - April 2, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA
Past

November 16, 2015 - May 16, 2018

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
BOSTON, MA
Past

June 3, 2013 - November 24, 2015

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
BOSTON, MA
Past

October 27, 2009 - February 26, 2013

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/11/2025)
RR
New York
(3/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/21/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB | PRAGMA

CRD#: 44542 / SEC#: , 8-50727

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKETAXESS CORPORATION

CRD#: 44542New York, NY 10001

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