James J. Cooper
Professional summary
James Joseph Cooper, who also goes by James J Cooper, James Joseph Cooper, James "bert" Cooper, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Columbus, Ohio.
James is registered as a RR (Registered Representative) and started their career in finance in 2007. James has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2025 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 1111 Polaris Parkway, Columbus, OH 43240April 10, 2024 - July 1, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 10, 2024 - July 1, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 14, 2018 - December 21, 2023
EMPOWER ADVISORY GROUP, LLC
October 12, 2016 - December 21, 2023
EMPOWER FINANCIAL SERVICES, INC.
September 23, 2015 - July 17, 2017
EMPOWER ADVISORY GROUP, LLC
September 2, 2014 - August 17, 2015
EMPOWER FINANCIAL SERVICES, INC.
February 28, 2013 - September 3, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 17, 2007 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2025)
(7/30/2025)
(8/4/2025)
(9/9/2025)
(9/9/2025)
(9/9/2025)
(7/30/2025)
(8/4/2025)
(9/9/2025)
(7/30/2025)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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