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RW

Richard G. Wood

EMPOWER ADVISORY GROUP
Glen Haven, CO
Some features on this profile are disabled
CRD#: 5407168
RW

Professional summary

Richard Gary Wood, who also goes by Richard G Wood, Richard Wood, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Glen Haven, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard G Wood | Richard Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Gary Wood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2025 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Glen Haven, CO
Current

May 3, 2023 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
Greenwood Village, CO
Past

February 28, 2021 - August 9, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

July 13, 2018 - February 11, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

January 29, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
GREENWOOD VILLAGE, CO
Past

November 1, 2007 - January 22, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/3/2023)
RR
Alaska
(5/3/2023)
RR
Arizona
(5/3/2023)
RR
Arkansas
(5/3/2023)
RR
California
(5/3/2023)
RR
Colorado
(5/3/2023)
IAR
Colorado
(11/24/2025)
RR
Connecticut
(5/3/2023)
RR
Delaware
(5/3/2023)
RR
Georgia
(5/3/2023)
RR
Hawaii
(5/3/2023)
RR
Idaho
(5/3/2023)
RR
Illinois
(5/3/2023)
RR
Indiana
(5/3/2023)
RR
Iowa
(5/3/2023)
RR
Kansas
(5/3/2023)
RR
Kentucky
(5/3/2023)
RR
Maine
(5/3/2023)
RR
Massachusetts
(5/3/2023)
RR
Michigan
(5/3/2023)
RR
Minnesota
(5/3/2023)
RR
Mississippi
(5/3/2023)
RR
Missouri
(5/3/2023)
RR
Montana
(5/3/2023)
RR
Nebraska
(5/3/2023)
RR
Nevada
(5/3/2023)
RR
New Hampshire
(5/3/2023)
RR
New Jersey
(5/3/2023)
RR
New Mexico
(5/3/2023)
RR
New York
(5/3/2023)
RR
North Carolina
(5/3/2023)
RR
North Dakota
(5/3/2023)
RR
Oklahoma
(5/3/2023)
RR
Oregon
(5/3/2023)
RR
Pennsylvania
(5/3/2023)
RR
Rhode Island
(5/3/2023)
RR
South Carolina
(5/3/2023)
RR
South Dakota
(5/3/2023)
RR
Tennessee
(5/3/2023)
RR
Texas
(5/3/2023)
RR
Utah
(5/3/2023)
RR
Vermont
(5/3/2023)
RR
Virginia
(5/3/2023)
RR
Washington
(5/3/2023)
RR
West Virginia
(5/3/2023)
RR
Wisconsin
(5/3/2023)
RR
Wyoming
(5/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/11/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/23/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/31/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/9/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/5/2011
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/24/2011
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026
Cover Page
Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Glen Haven, CO

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