Michael R. Greenfield
Professional summary
Michael Robert Greenfield was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Robert Greenfield was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2023 - August 16, 2024
GREAT POINT CAPITAL LLC
June 6, 2017 - October 5, 2023
NEWBRIDGE SECURITIES CORPORATION
November 13, 2013 - April 22, 2016
OPPENHEIMER & CO. INC.
June 21, 2013 - November 20, 2013
MORGAN STANLEY
February 7, 2008 - June 24, 2013
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
