Franci W. Mi
Professional summary
Franci Wei Mi, who also goes by Franci Mi, Franci Wu, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Franci is registered as a RR (Registered Representative) and started their career in finance in 2007. Franci has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Franci Wei Mi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2014 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860February 24, 2012 - December 16, 2013
NEW ENGLAND SECURITIES
February 24, 2012 - December 16, 2013
NEW ENGLAND SECURITIES
November 17, 2009 - February 24, 2012
FORESTERS EQUITY SERVICES, INC.
May 20, 2009 - November 5, 2009
ACE DIVERSIFIED CAPITAL, INC.
April 16, 2008 - March 25, 2009
LPL FINANCIAL LLC
March 4, 2008 - March 25, 2009
LPL FINANCIAL LLC
November 12, 2007 - March 4, 2008
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2014)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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