Woojung Lee

CANTOR FITZGERALD & CO.

New York, NY 10022

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CRD#: 5406305

Professional summary

Woojung Lee, who also goes by Lisa Lee, Woo Jung Lee, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.

Woojung is registered as a RR (Registered Representative) and started their career in finance in 2007. Woojung has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Lee | Woo Jung Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Woojung Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2023 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022

CRD#: 134

New York, NY

Past

February 19, 2021 - May 11, 2023

LINCOLN INTERNATIONAL LLC

CRD#: 42045

NEW YORK, NY

Past

April 23, 2012 - August 18, 2020

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747

NEW YORK, NY

Past

October 4, 2007 - October 30, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/30/2023)

Exams

State Security Law Exam

Series 63

Date: 2/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/27/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/21/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: , 8-201

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone number

(212) 938-5000

Established

New York since 09/25/1992

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CFS CF & CO I HOLDINGS, L.P.	MANAGING GENERAL PARTNER
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
BANDELIER, PASCAL DANIEL	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES	4424051
CFLP CF&CO I HOLDINGS, L.P.	LIMITED PARTNER
KELLY, SAGE NOLAN	CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING	2528122
MERKEL, STEPHEN MARCUS	EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY	2366318
SALINAS, DANNY	CHIEF FINANCIAL OFFICER	6184109
SHIELDS, WILLIAM MICHAEL	CHIEF COMPLIANCE OFFICER	2380166
WALL, CHRISTIAN DOUGLAS	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME	2751397

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Woojung Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Woojung Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INTERNATIONAL LLC

DELOITTE CORPORATE FINANCE LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/2012

SIE

Date: 10/1/2018

Series 79

Date: 4/27/2012

Series 7

Date: 4/21/2012

FINRA

Current Firm

CANTOR FITZGERALD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CANTOR FITZGERALD & CO.

TRUST BUT VERIFY

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