Joshua M. Sandberg
Professional summary
Joshua Max Sandberg is a registered financial professional currently at FTP SECURITIES LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Max Sandberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2019 - Present
FTP SECURITIES LLC
Office #1: 90 Park Ave 16th Floor, New York, NY 10016June 19, 2015 - March 29, 2019
PORTICO CAPITAL ADVISORS LLC
June 24, 2009 - May 15, 2015
ATLAS STRATEGIC ADVISORS, LLC
December 13, 2007 - December 9, 2008
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2019)
Exams
Series 79TO
Date: 4/20/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FTP SECURITIES LLC
CRD#: 129356 / SEC#: , 8-66218
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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