DP
David K. Pederson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mulino, OR
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CRD#: 5405451
DP
Professional summary
David Kent Pederson, who also goes by Dave Pederson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mulino, Oregon and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Portland, Oregon.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Pederson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL RESERVE INC, 12725 SW 66TH AVE, STE 102, PORTLAND, OR, 8/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HRS/MO - 8 HRS/MO TRADING. 2) AP TAX - OBA, 12725 SW 66th Ave, Suite 102, Portland OR 97223, United States, START DATE 10/2025, Referral source, Referrals, NIR, 1 HR/MO, 1 HR/MO TRADING 3) DAVID PEDERSON, MULION, OR, 1/1999, OWNER/SELLER OF DOMAIN NAMES, NIR, 8 HRS/MO - 0 HRS/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 60 HRS/MO - 40 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) FINANCIAL RESERVE, 12725 SW 66TH AVE, STE 102, PORTLAND, OR, 7/2008, ADVISOR PROVIDING CAREER AND PERSONAL MANAGEMENT, NIR, 60 HRS/MO - 20 HRS/MO TRADING. 6) FP VENTURES, 01529 SW PALATINE HILL RD, PORTLAND, OR, 9/2018, CO-OWNER OF LLC TO HOLD INVESTMENTS, NIR, 2 HRS/YR - 0 HRS/YR TRADING. 7) FINANCIAL RESERVE INC, 12725 SW 66TH AVE STE 102, PORTLAND, OR, 01/2008, SHAREHOLDER, INV REL, 20 HRS/MO - 12 HRS/MO TRADING. 8) THAT SMILE APP, 15500 South Paradise Lane, Mulino OR 97042, 10/2019, Owner/Partner, Business Entity, NIR, 8 HRS/MO - 0 HRS/MO TRADING. 9) GENERATIONS STUDIO, LLC, Tetonia ID 83452, 04/2019, OWNER, Arts/Performing Arts, NIR, 2 HRS/MO - 0 HRS/MO TRADING. 10) MARKCO, LLC, TETONIA, ID 83452, 04/2019, OWNER, ARTS/PERFORMING ARTS, NIR, 10 HRS/MO - 0 HRS/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Kent Pederson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 12725 Sw 66th Ave. Ste 102, Portland, OR 97223RIA
CRD#: 134139
Mulino, OR
Current
June 27, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12725 Sw 66th Ave. Ste. 102, Portland, OR 97223BD
CRD#: 39543
Portland, OR
Past
October 22, 2007 - July 8, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
PORTLAND, OR
Past
September 19, 2007 - July 8, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2009)
RR
Arkansas(1/2/2025)
RR
California(6/27/2008)
RR
Colorado(1/6/2009)
RR
District of Columbia(9/7/2023)
RR
Florida(1/6/2009)
RR
Georgia(2/17/2025)
RR
Idaho(7/23/2013)
RR
Illinois(5/6/2025)
RR
Iowa(2/17/2025)
RR
Maryland(2/17/2025)
RR
Massachusetts(2/17/2025)
RR
Michigan(1/2/2025)
RR
Mississippi(1/3/2022)
RR
Missouri(2/17/2025)
RR
Montana(2/18/2025)
RR
Nevada(1/2/2018)
RR
New Mexico(1/3/2022)
RR
New York(2/17/2025)
RR
Oregon(6/27/2008)
IAR
Oregon(6/30/2008)
RR
Pennsylvania(1/6/2009)
RR
Texas(1/6/2009)
IAR
Texas(5/13/2014)
RR
Utah(6/17/2009)
RR
Virginia(4/25/2025)
RR
Washington(6/27/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
