Kai Auyang
Professional summary
Kai Auyang, CFP® is a registered financial professional currently at DMG SECURITIES, INC. located in Great Falls, Virginia.
Kai is registered as a RR (Registered Representative) and started their career in finance in 2007. Kai has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kai Auyang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2007 - Present
DMG SECURITIES, INC.
Office #1: 746 Walker Road Suite 10, Great Falls, VA 22066-2643State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2007)
(10/16/2008)
(3/4/2009)
(8/19/2009)
(1/26/2012)
(11/14/2008)
(5/14/2009)
(8/23/2007)
(1/29/2008)
(10/17/2007)
(8/5/2011)
(11/2/2012)
(3/4/2009)
(3/4/2009)
(8/23/2007)
(10/9/2007)
(3/5/2009)
(9/16/2013)
(9/4/2008)
(11/14/2008)
(11/14/2008)
(11/5/2012)
(3/4/2009)
(2/26/2014)
(11/14/2008)
(10/30/2007)
(9/11/2007)
(8/17/2012)
(11/6/2012)
Exams
FINRA
Current Firm
DMG SECURITIES, INC.
CRD#: 15480 / SEC#: , 8-32235
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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