CR
Chase M. Robertson
ROBERTSON INVESTMENT MANAGEMENT
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5404845
CR
Professional summary
Chase Michael Robertson is a registered financial advisor currently at ROBERTSON INVESTMENT MANAGEMENT located in Houston, Texas and NETWORK 1 FINANCIAL SECURITIES INC. located in Houston, Texas.
Chase is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Chase has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROBERTSON WEALTH MGMT - DBA 2. ROBERTSON WEALTH MGMT, LLC POSITION: Managing Partner NATURE: Outside RIA INVESTMENT RELATED: Yes # OF HRS: 120 SECURITIES TRADING HRS: 100 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCRIPT: Managed Money - Investment Advisor 3. DOUBLE C TRUST, LLC POS: Trustee NATURE: Chase & Cole Robertson Trust INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Trustee to my brothers/mine own trust. 4. THE MCDERMOTT-ROBERTSON FAMILY TRUST POS: Trustee NATURE: Mom's trust. INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCRIPT: Trustee 5. THE ESTATE OF WILLIAM ROBERTSON POS: Executor NATURE: Estate. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: EXECTUTOR . 6. THE COLE ALEXANDER ROBERTSON FAMILY TRUST POS: Trustee NATURE: Trust. INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: 919 Milam STE 550, Houston TX 77002 DESCREPT: Trustee 7. PINEWOOD TERRACE HOMEOWNERS ASSOC POS: Pres NATURE: Pres of HOA. INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Collect quarterly dues, pay the bills. 8. ROBERTSON & ASSOCIATES POSITION: Owner NATURE: Shell/ holdCo. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPTION: We use the HoldCo. to run payroll. 9. W. MICHAEL ROBERTSON FAMILY TRUST POSITION: Trustee NATURE: Trust. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2019 ADDRESS: 919 Milam Suite 550, Houston TX 77002 DESCRIPTION: Trustee 10. V GAS, LLC POSITION: BOD NATURE: Oil /Gas Engineering Firm. Fabrication Shop. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 12221 FM 529 Rd, Houston TX 77056 DESCRIPTION: Member - BOD Weekly 15 min call to discuss geological formations and gas processing systems. We occasionally discuss customs issues from the fabricate side. 11. DOUBLE SHORES, LLC POS: Trustee NATURE: Hold Co/Shell INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/19 ADDY: Houston TX 77002 DESCRIPT: Double C Trust 100% owns double shores. Its wholly owned by my trust. 12. ROBERTSON GLOBAL CREDIT, LLC POS: Owner NATURE: Shell INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDY: Houston TX 77002 DESCRIPT: The HoldCo. holds my personal Oil and Gas Assets. I'm also planning on advising on O&G minerals in Lagos, Nigeria.13. MASHOMACK MINERALS POS: Owner NATURE: Vehicle INVESTMENT RELATED: No #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 2/15/24 ADDY: Houston TX 77002 DESCRIPT: Buying mineral/coal assets. 14. ROBERTSON GLOBAL ADVISORS POS: Owner NATURE: RIA Wholly owned Energy Advisory shell. INVESTMENT RELATED: No # OF HRS: 8 SECURITIES TRADING HRS: 0 START DATE: 5/20/24 ADDY: Houston TX 77002 DESCRIPT: E&P, Midstream/C&I advisory.15. RGC LAVACA 1, LLCPOS: MGR NATURE: LLC owned by Double C Family, FLP to hold a 5% working interest in O&G wells. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 8/1/24 ADDY: Houston TX 77002 DESCRIPT: estate planning hold co. 16. DOUBLE C FAMILY, FLP POS: MGR NAT: one of parent's estate planning vehicles. INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 8/1/24 ADDY :Houston TX 77002 DESCRIPT: N/A
CRS (Client Relationship Summary) - RIA
Click below to view Chase Michael Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2017 - Present
ROBERTSON INVESTMENT MANAGEMENT
Office #1: 5120 Woodway Suite 9029, Houston, TX 77056RIA
CRD#: 115425
Houston, TX
Current
January 30, 2025 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: 919 Milam Suite 550, Houston, TX 77002BD
CRD#: 13577
Houston, TX
Past
June 14, 2024 - January 21, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
HOUSTON, TX
Past
November 25, 2019 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
HOUSTON, TX
Past
March 31, 2017 - November 22, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
HOUSTON, TX
Past
February 10, 2017 - November 22, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
ROBERTSON INVESTMENT MANAGEMENT
ROBERTSON & ASSOCIATES LLC | ROBERTSON, LANDERS AND ASSOCIATES | ROBERTSON WEALTH MANAGEMENT, LLC | ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2025)
RR
Arizona(1/30/2025)
RR
Arkansas(1/30/2025)
IAR
California(7/20/2021)
RR
California(1/30/2025)
IAR
Colorado(7/20/2021)
RR
Colorado(1/30/2025)
RR
Connecticut(1/30/2025)
RR
District of Columbia(1/30/2025)
RR
Florida(1/30/2025)
RR
Georgia(1/30/2025)
RR
Illinois(1/30/2025)
RR
Indiana(1/30/2025)
RR
Kansas(1/30/2025)
IAR
Louisiana(7/20/2021)
RR
Louisiana(1/30/2025)
RR
Maryland(1/30/2025)
RR
Michigan(1/30/2025)
RR
Minnesota(1/30/2025)
RR
Mississippi(1/30/2025)
RR
Nevada(1/30/2025)
RR
New Jersey(1/30/2025)
RR
New Mexico(1/30/2025)
IAR
New York(7/22/2021)
RR
New York(1/30/2025)
RR
North Carolina(1/30/2025)
RR
Ohio(1/30/2025)
RR
Oklahoma(1/30/2025)
RR
Pennsylvania(1/30/2025)
RR
South Carolina(1/30/2025)
RR
South Dakota(1/30/2025)
RR
Tennessee(1/30/2025)
IAR
Texas(2/9/2017)
RR
Texas(1/30/2025)
RR
Utah(1/30/2025)
RR
Virginia(1/30/2025)
RR
Washington(1/30/2025)
RR
Wyoming(1/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RI
ROBERTSON INVESTMENT MANAGEMENT
ROBERTSON & ASSOCIATES LLC | ROBERTSON, LANDERS AND ASSOCIATES | ROBERTSON WEALTH MANAGEMENT, LLC | ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
919 Milam St Suite 500, Houston, TX 77002
Mailing Address
Phone number
(713) 622-4077
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 779 |
| AUM (Assets Under Management) | $ 273,053,474 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Colorado | ERA - Withdrawn | 12/22/2020 |
| Louisiana | ERA - Withdrawn | 12/22/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
