Thomas L. Corbin

GLOBALINK SECURITIES

Fair Oaks, CA 95628

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CRD#: 54041

Professional summary

Thomas Leslie Corbin is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Fair Oaks, California.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1973. Thomas has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Leslie Corbin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2000 - Present

GLOBALINK SECURITIES, INC.

Office #1: 5150 Sunrise Blvd., #b6, Fair Oaks, CA 95628

CRD#: 29721

Fair Oaks, CA

Past

January 21, 1994 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

June 25, 1992 - December 31, 1993

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

November 27, 1979 - May 29, 1992

G. W. STORY & ASSOCIATES, INC.

CRD#: 6277

SACRAMENTO, CA

Past

March 1, 1973 - December 19, 1979

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

March 1, 1973 - December 19, 1979

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 1, 1973 - December 19, 1979

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/9/2025)

California
(1/24/2000)

Colorado
(1/11/2017)

Hawaii
(1/7/2025)

Oregon
(10/5/2021)

Texas
(1/6/2025)

Washington
(1/6/2025)

Exams

State Security Law Exam

Series 63

Date: 8/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 2/22/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBALINK SECURITIES, INC.

GLOBALINK SECURITIES, INC. | PALM SPRINGS RETIREMENT INVESTMENTS CORPORATION

CRD#: 29721 / SEC#: , 8-44509

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107

Mailing Address

3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107

Phone number

(626) 964-5966

Established

California since 01/03/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HU, PHILIP CHENGKUO	EXECUTIVE VICE PRESIDENT	2576527
LIAO, JUNHUA	PRESIDENT /CEO, CCO, AND AMLCO	4278425
TUNG, YVONNE YI-WEN	SECRETARY	5202974
FAN, STEVEN	SVP, COMPLIANCE DIRECTOR	4039972
LIOU, SHIOU-ING DIANE	SHAREHOLDER	4436524
LU, YUANYUAN	VP, DIRECTOR OF MARKETING	7602201
SHEN, LAN	SHAREHOLDERS	4809719
TANG, YING	VP, DIRECTOR OF ACCOUNTING	6135897
THORNTON, STEVEN LEE	FINOP	4496384
WANG, ZHUOLI	VP, DIRECTOR OF OPERATION	6296782

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

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Thomas L. Corbin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Leslie Corbin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNPOINT SECURITIES, INC.

AMERICAN CAPITAL CORPORATION

G. W. STORY & ASSOCIATES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1992

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 2/22/1973

Series 24

Date: 1/2/2014

FINRA

Current Firm

GLOBALINK SECURITIES, INC.

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLOBALINK SECURITIES, INC.

TRUST BUT VERIFY

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