Sean P. Sullivan
STRATEGIC ADVISERS LLC | Financial Consultant I
LINCOLN, RI
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CRD#: 5403472
Professional summary
Sean Patrick Sullivan, who also goes by Sullivan Sean, Sean Patrick Sullivan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lincoln, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sean has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant, I collaborate with individuals and families to manage, grow and preserve their wealth. I first understand your goals, wishes, and desires to then work with you to develop and implement client first strategies to progress towards your personal and family goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sullivan Sean | Sean Patrick Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Westfield State University
Bachelor of Science (BS) - Business Management
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10 Memorial Boulevard, Providence, RI 02903RIA
CRD#: 104555
LINCOLN, RI
Current
April 1, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10 Memorial Boulevard, Providence, RI 02903BD
CRD#: 7784
Providence, RI
Past
March 30, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PROVIDENCE, RI
Past
April 20, 2011 - February 28, 2013
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
March 11, 2010 - March 11, 2011
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
June 1, 2009 - March 8, 2010
MORGAN STANLEY
BD
CRD#: 149777
SPRINGFIELD, MA
Past
October 5, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2017)
RR
Alaska(1/3/2020)
RR
Arizona(1/3/2020)
RR
Arkansas(1/3/2020)
RR
California(4/1/2013)
RR
Colorado(1/3/2020)
RR
Connecticut(4/1/2013)
RR
Delaware(4/1/2013)
RR
District of Columbia(4/1/2013)
RR
Florida(4/1/2013)
RR
Georgia(1/6/2017)
RR
Hawaii(1/3/2020)
RR
Idaho(1/3/2020)
RR
Illinois(1/6/2017)
RR
Indiana(1/3/2020)
RR
Iowa(1/3/2020)
RR
Kansas(1/3/2020)
RR
Kentucky(4/1/2013)
RR
Louisiana(1/3/2020)
RR
Maine(4/1/2013)
RR
Maryland(4/1/2013)
RR
Massachusetts(4/1/2013)
RR
Michigan(1/3/2020)
RR
Minnesota(1/3/2020)
RR
Mississippi(1/3/2020)
RR
Missouri(1/3/2020)
RR
Montana(1/3/2020)
RR
Nebraska(1/3/2020)
RR
Nevada(1/3/2020)
RR
New Hampshire(4/1/2013)
RR
New Jersey(4/1/2013)
RR
New Mexico(1/3/2020)
RR
New York(4/1/2013)
RR
North Carolina(4/5/2013)
RR
North Dakota(1/3/2020)
RR
Ohio(1/9/2017)
RR
Oklahoma(1/3/2020)
RR
Oregon(1/3/2020)
RR
Pennsylvania(4/1/2013)
RR
Rhode Island(4/1/2013)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(4/1/2013)
RR
South Dakota(1/3/2020)
RR
Tennessee(1/6/2017)
RR
Texas(4/1/2013)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2017)
RR
Vermont(4/1/2013)
RR
Virginia(4/1/2013)
RR
Washington(1/3/2020)
RR
West Virginia(4/1/2013)
RR
Wisconsin(1/3/2020)
RR
Wyoming(1/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial Consultant ICRD#: 104555Lincoln, RITRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
