AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EA

Emanuel O. Avina

AVINA FINANCIAL GROUP
Bellflower, CA 90706
Some features on this profile are disabled
CRD#: 5403314
EA

Professional summary

Emanuel Omar Avina is a registered financial advisor currently at AVINA FINANCIAL GROUP, INC. located in Bellflower, California.

Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Emanuel has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emanuel Omar Avina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 6, 2016 - Present

AVINA FINANCIAL GROUP, INC.

Office #1: 17138 Bellflower Blvd Suite 201, Bellflower, CA 90706
RIA
CRD#: 285527
Bellflower, CA
Past

January 3, 2017 - September 22, 2017

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Santa Ana, CA
Past

June 25, 2008 - December 27, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
City of Industry, CA
Past

December 18, 2007 - December 27, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
City of Industry, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/6/2016)
IAR
Texas
(2/12/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/20/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2007
General Securities Representative Examination

Current Firm

AF
AVINA FINANCIAL GROUP, INC.
AVINA FINANCIAL GROUP | AVINA FINANCIAL GROUP, INC.

CRD#: 285527 / SEC#:

California
Registered Investment Advisory firm - (12/6/2016 Approved)
Texas
Registered Investment Advisory firm - (2/12/2019 Conditional Restricted)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
17138 Bellflower Blvd Suite 201, Bellflower, CA 90706
Mailing Address
Phone number
(562) 464-3973
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts302
AUM (Assets Under Management)$ 102,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVINA FINANCIAL GROUP, INC.

CRD#: 285527Bellflower, CA 90706

TRUST BUT VERIFY

Monitor Emanuel Avina

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.