Christopher R. Williams
Professional summary
Christopher Rahshon Williams, who also goes by Christopher Rashon Williams, Christopher Williams, Dub Williams, Muscle Williams, is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Rahshon Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2024 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103June 25, 2014 - May 27, 2022
AXCELUS FINANCIAL DISTRIBUTION COMPANY
October 7, 2010 - April 28, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 9, 2010 - April 19, 2010
PNC WEALTH MANAGEMENT LLC
October 22, 2007 - December 4, 2009
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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