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RM

Rex A. Mcdonald

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CRD#: 5403210
RM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rex A Mcdonald was a registered financial professional .

Rex is a previously registered financial professional and started their career in finance in 2008. Rex had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 17, 2013 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
DALLAS, TX
Past

September 30, 2008 - May 9, 2013

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
IRVING, TX
Past

February 15, 2008 - May 9, 2013

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
IRVING, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/2/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


RC
REALTY CAPITAL SECURITIES, LLC
RC SECURITIES | REALTY CAPITAL SECURITIES, LLC

CRD#: 145454 / SEC#: , 8-67727

BD
Terminated by SEC on 03/22/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/29/2007
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
RCS CAPITAL HOLDINGS, LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
ROUND, JENNIFER MARIECOO4192006
SHUCKEROW, MICHAEL JOSEPH JR.CHIEF COMPLIANCE OFFICER5159095

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

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