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JS

Jena G. Smith Feller

JW & CO.
Greenwood Village, CO
Some features on this profile are disabled
CRD#: 5402931
JS

Professional summary

Jena Gerene Smith Feller, who also goes by Jena Smith, is a registered financial professional currently at JW & CO. located in Greenwood Village, Colorado.

Jena is registered as a RR (Registered Representative) and started their career in finance in 2007. Jena has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jena Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jena Gerene Smith Feller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2025 - Present

JW & CO.

Office #2: 5700 S Aspen Ct, Greenwood Village, CO 80121
BD
CRD#: 326627
Greenwood Village, CO
Past

October 30, 2007 - December 31, 2018

WM SMITH & CO.

BD
CRD#: 30777
Greenwood Village, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/13/2025)
RR
New York
(3/17/2025)
RR
Texas
(4/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/6/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

J&
JW & CO.
JW & CO. | WM SMITH & CO. | JW & CO. SECURITIES, LLC

CRD#: 326627 / SEC#: , 8-71099

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5700 S Aspen Ct, Greenwood Village, CO 80121
Mailing Address
5700 S Aspen Ct, Greenwood Village, CO 80121
Phone number
(303) 514-8444
Established
Delaware since 06/26/2023
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SMITH FELLER, JENA GERENECHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER5402931
HOPKINS, THOMAS JOHNFINOP1835087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JW & CO.

CRD#: 326627Greenwood Village, CO

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