Dennis R. Corbi
Professional summary
Dennis Ronald Corbi is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1973. Dennis has worked at 16 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Ronald Corbi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2014 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017September 20, 2013 - November 12, 2013
MLV & CO. LLC
November 1, 2010 - October 20, 2011
STERNE, AGEE & LEACH, INC.
June 7, 2005 - March 3, 2009
B. RILEY SECURITIES, INC.
October 27, 1993 - July 28, 2004
PRUDENTIAL EQUITY GROUP, LLC
April 30, 1991 - October 13, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
April 17, 1990 - April 30, 1991
MABON, NUGENT & CO.
January 15, 1990 - April 23, 1990
ADVEST, INC.
May 2, 1989 - January 1, 1990
CREDIT AGRICOLE SECURITIES (USA) INC.
September 7, 1988 - April 13, 1989
PHOENIX CAPITAL MARKETS, INC.
March 31, 1988 - September 12, 1988
OSCAR GRUSS & SON INCORPORATED
September 12, 1980 - April 27, 1988
E. F. HUTTON & COMPANY INC
October 22, 1976 - August 31, 1980
ADVEST, INC.
March 4, 1976 - October 15, 1976
COLIN, HOCHSTIN CO.
October 1, 1974 - March 9, 1976
ALLIANCE ONE INSTITUTIONAL SERVICES INC
March 8, 1974 - August 26, 1974
DOMIK CORP.
January 16, 1973 - April 27, 1978
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2015)
(12/15/2014)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/23/1980
AMEX Put and Call ExamSeries 000
Date: 5/2/1974
General Securities Principal ExaminationSeries 1
Date: 1/11/1973
Registered Representative ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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