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QG

Qing Gui

AC SUNSHINE SECURITIES LLC
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 5400492
QG

Professional summary


Qing Gui is a registered financial professional currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida.

Qing is registered as a RR (Registered Representative) and started their career in finance in 2014. Qing has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Qing Gui's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 16, 2024 - Present

AC SUNSHINE SECURITIES LLC

Office #1: 200 E. Robinson Street Suite 295, Orlando, FL 32801
BD
CRD#: 317903
Orlando, FL
Past

November 10, 2017 - December 11, 2023

UNIVEST SECURITIES, LLC

BD
CRD#: 36105
NEW YORK, NY
Past

May 6, 2014 - March 21, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/16/2024)
RR
New Jersey
(1/16/2024)
RR
New York
(1/16/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
AC SUNSHINE SECURITIES LLC
AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: , 8-70837

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Mailing Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Phone number
(689) 689-9686
Established
Florida since 06/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER
CUI, YINGPRESIDENT, CEO, CFO2134588
SMULEVITZ, CHARLES DAVIDCCO5099387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AC SUNSHINE SECURITIES LLC

CRD#: 317903Orlando, FL 32801

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