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Qing Gui

AC SUNSHINE SECURITIES
Orlando, FL
·CRD# 5400492·12 years experience

Professional Summary

Qing Gui is a registered financial advisor currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida. Qing is registered as a RR (Registered Representative) and started their career in finance in 2014. Qing has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

AC SUNSHINE SECURITIES LLC·CRD# 317903
BD
200 E. Robinson Street Suite 295, Orlando, FL 32801
January 16, 2024 - Present
UNIVEST SECURITIES, LLC·CRD# 36105
BD
New York, NY
November 10, 2017 - December 11, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
New York, NY
May 6, 2014 - March 21, 2016

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Current Firm

AS
AC SUNSHINE SECURITIES LLC

AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: 8-70837
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

200 E. Robinson Street Suite 295, Orlando, FL 32801

Mailing Address

200 E. Robinson Street Suite 295, Orlando, FL 32801

Phone Number

(689) 689-9686

Established

Florida since 06/16/2021

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER—
CUI, YINGPRESIDENT, CEO, CFO2134588
LI, HUACCO3251534

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/16/2024)
RR
New Jersey
(1/16/2024)
RR
New York
(1/16/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2014About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2014About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Qing Gui's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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