Ekta B. Patel
Professional summary
Ekta Bhaichand Patel, CFP® is a registered financial advisor currently at ALTFEST PERSONAL WEALTH MANAGEMENT located in Columbia, South Carolina.
Ekta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ekta has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ekta Bhaichand Patel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
September 18, 2007 - Present
ALTFEST PERSONAL WEALTH MANAGEMENT
Primary Firm SEC Registration
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/2/2025)
(5/16/2024)
(9/17/2025)
(10/16/2024)
(9/18/2007)
(7/18/2021)
(2/26/2024)
(9/2/2025)
Current Firm
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,622,512,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 01/26/2024 | ||
| 01/11/2023 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
