JD
Jesse M. Duhon
CETERA INVESTMENT ADVISERS LLC
LAPLACE, LA 70068
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CRD#: 5400264
JD
Professional summary
Jesse M Duhon is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Laplace, Louisiana and CETERA FINANCIAL SPECIALISTS LLC located in Laplace, Louisiana.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jesse has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCHEXNAYDER WEALTH ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, FINANCIAL PROFESSIONAL, 40H/WEEK, SINCE 08/2014. 2) NAME OF OTHER BUSINESS: HANDS ON NOLA, INVESTMENT RELATED: NO, ADDRESS: 4035 WASHINGTON AVE, NEW ORLEANS, LA 70125, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: HELP CREATE AND MANAGE LOCAL SERVICE PROJECTS; 3) NAME OF OTHER BUSINESS: SUNDIAL WEALTH ALLIANCE LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Jesse M Duhon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 330 Belle Terre Blvd Ste 201, Laplace, LA 70068Office #2: 723 Aurora Ave, Metairie, LA 70005Office #3: 8221 Summa Ave Ste E, Baton Rouge, LA 70809RIA
CRD#: 105644
LAPLACE, LA
Current
February 17, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 330 Belle Terre Blvd Ste 201, Laplace, LA 70068Office #2: 723 Aurora Ave, Metairie, LA 70005Office #3: 8221 Summa Ave Ste E, Baton Rouge, LA 70809BD
CRD#: 10358
LAPLACE, LA
Past
August 7, 2014 - February 22, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NEW ORLEANS, LA
Past
July 25, 2013 - February 22, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Baton Rouge, LA
Past
July 30, 2009 - July 10, 2013
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
METAIRIE, LA
Past
September 3, 2007 - July 8, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2025)
RR
Arizona(2/12/2025)
RR
California(2/12/2025)
RR
Colorado(2/12/2025)
RR
Florida(1/19/2024)
RR
Georgia(2/12/2025)
RR
Louisiana(2/17/2021)
IAR
Louisiana(2/17/2021)
RR
Minnesota(2/12/2025)
RR
Mississippi(10/22/2024)
RR
Nebraska(2/12/2025)
RR
New Mexico(8/10/2023)
RR
North Carolina(4/25/2025)
RR
South Carolina(2/12/2025)
RR
Tennessee(2/12/2025)
RR
Texas(1/4/2024)
IAR
Texas(1/4/2024)
RR
Virginia(2/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
