RL
Ryan J. Lau
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Oldsmar, FL 34677
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CRD#: 5400232
RL
Professional summary
Ryan James Lau is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oldsmar, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oldsmar, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RYAN J. LAU, OLDSMAR FL 34677, 05/2024, Agent, Independent Insurance Agent for various insurance companies, INV REL, 10 HR/MO 10 HR/MO TRADING 2) ANGLE-LAU WEALTH MANAGEMENT, OLDSMAR FL 34677, 01/2018, OWNER, DBA, INV REL, 1 HR/MO 0 HR/MO TRADING 3) CAMBRIDGE INVESTMENT RESEARCH ADVISORS, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, 05/14/2024, IAR, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 4) ANGLE-LAU LLC, OLDSMAR FL 34677, 11/2017, OWNER, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 5) BULL & BEAR WEALTH MANAGEMENT PARTNERS LLC, 640 Brooker Creek Blvd., Suite 400, Oldsmar FL 34677, United States, 08/01/2024, Founder, DBA Name, NIR, 160 HR/MO 160 HR/MO TRADING 6) ANGLE-LAU WEALTH MANAGEMENT- CRUMP & ASH BROKERAGE INSURANCE/ANNUITY SERVICES, 640 Brooker Creek Blvd., Suite 400, Oldsmar FL 34677, United States, START DATE 10/2025, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Ryan James Lau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 640 Brooker Creek Blvd. Ste. 400, Oldsmar, FL 34677RIA
CRD#: 134139
Oldsmar, FL
Current
May 14, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 640 Brooker Creek Blvd. Ste. 400, Oldsmar, FL 34677BD
CRD#: 39543
Oldsmar, FL
Past
December 15, 2008 - May 17, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OLDSMAR, FL
Past
November 18, 2008 - May 17, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OLDSMAR, FL
Past
August 17, 2007 - September 12, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2024)
RR
California(5/14/2024)
RR
Florida(5/14/2024)
IAR
Florida(5/20/2024)
RR
Georgia(5/14/2024)
RR
Indiana(5/14/2024)
RR
Maine(11/15/2024)
RR
Massachusetts(6/28/2024)
RR
Michigan(5/14/2024)
RR
Missouri(5/14/2024)
RR
North Carolina(5/14/2024)
RR
Ohio(5/14/2024)
RR
South Carolina(5/14/2024)
RR
Tennessee(5/14/2024)
RR
Texas(11/7/2024)
IAR
Texas(11/7/2024)
RR
Virginia(5/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Oldsmar, FL 34677TRUST BUT VERIFY
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