Randolf L. Best

MUTUAL TRUST ASSET MGMT.

Chandler, AZ

Some features on this profile are disabled

CRD#: 5399952

Professional summary

Randolf Lloyd Best, who also goes by Randolf Best, is a registered financial advisor currently at MUTUAL TRUST ASSET MGMT., INC. located in Chandler, Arizona and CALTON & ASSOCIATES, INC. located in Tampa, Florida.

Randolf is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Randolf has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randolf Best

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolf Lloyd Best's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2024 - Present

MUTUAL TRUST ASSET MGMT., INC.

RIA

CRD#: 121364

Chandler, AZ

Current

October 1, 2024 - Present

CALTON & ASSOCIATES, INC.

Office #1: 2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

RIA

CRD#: 20999

TAMPA, FL

Past

June 16, 2022 - October 25, 2024

MUTUAL TRUST ASSET MGMT., INC.

RIA

CRD#: 121364

Chandler, AZ

Past

June 8, 2021 - October 25, 2024

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

October 31, 2007 - June 4, 2021

EDWARD JONES

RIA

CRD#: 250

CHANDLER, AZ

Past

September 29, 2007 - June 4, 2021

EDWARD JONES

CRD#: 250

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA

Registered Investment Advisory firm - (8/29/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (9/24/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (11/15/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (12/20/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/10/2025)

Arizona
(10/1/2024)

IAR

Arizona
(11/25/2024)

California
(10/1/2024)

Florida
(10/1/2024)

Georgia
(7/10/2025)

Minnesota
(10/1/2024)

Texas
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA

Registered Investment Advisory firm - (8/29/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (9/24/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (11/15/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (12/20/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607

Mailing Address

Phone number

(813) 264-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUTUAL TRUST ASSET MANAGEMENT ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 57,396,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randolf L. Best

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolf Lloyd Best's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

MUTUAL TRUST ASSET MGMT., INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MUTUAL TRUST ASSET MGMT., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2007

FINRA

Current Firm

MUTUAL TRUST ASSET MGMT., INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUTUAL TRUST ASSET MGMT., INC.

TRUST BUT VERIFY

Similar Advisors