Eric C. Ferguson
Professional summary
Eric Christopher Ferguson, who also goes by Eric C Ferguson, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Floral Park, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Christopher Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2018 - Present
EMPOWER ADVISORY GROUP, LLC
November 12, 2018 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 25, 2016 - November 12, 2018
CITIZENS SECURITIES, INC.
October 24, 2013 - November 12, 2018
CITIZENS SECURITIES, INC.
April 16, 2012 - October 8, 2013
EQUITABLE ADVISORS, LLC
June 23, 2008 - April 9, 2012
FIDELITY BROKERAGE SERVICES LLC
January 1, 2008 - April 24, 2008
FIDELITY BROKERAGE SERVICES LLC
September 26, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
