Sean C. Tillman

HOLLISTER ASSOCIATES

Wayne, PA 19087

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CRD#: 5398013

Professional summary

Sean Christopher Tillman, who also goes by Sean C Tillman, Sean Tillman, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Wayne, Pennsylvania.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2007. Sean has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sean C Tillman | Sean Tillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Christopher Tillman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

HOLLISTER ASSOCIATES, LLC

Office #1: 100 E. Lancaster Avenue, Suite 301, Wayne, PA 19087

CRD#: 173366

Wayne, PA

Past

July 14, 2014 - October 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 15, 2013 - June 4, 2014

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

BALTIMORE, MD

Past

June 18, 2009 - March 12, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BALTIMORE, MD

Past

August 23, 2007 - April 30, 2008

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(6/19/2025)

Exams

State Security Law Exam

Series 63

Date: 9/26/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 11/19/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 1/3/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/16/2009

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/13/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

257 River Oak Drive, Mount Pleasant, SC 29464

Mailing Address

257 River Oak Drive, Mount Pleasant, SC 29464

Phone number

(401) 465-3080

Established

South Carolina since 09/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLLISTER, CHRISTOPHER VERN	CEO/CCO	5637565
CLIFFHANGER INVESTMENTS, LLC	OWNER
KUGLER, JACQUES	OWNER	5105697
MADABA INVESTMENTS, LLC	OWNER
PORTWOOD, WILLIAM BOYCE	CFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean C. Tillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Christopher Tillman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KEEFE, BRUYETTE & WOODS, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/2024

Series 79TO

Date: 11/19/2024

SIE

Date: 6/27/2024

Series 86

Date: 1/3/2010

Series 87

Date: 12/16/2009

Series 7

Date: 7/13/2009

Series 6

Date: 8/21/2007

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HOLLISTER ASSOCIATES, LLC

TRUST BUT VERIFY

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